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07.07.2020 22:39:24

SEC Regulation Best Interest and Form CRS: What You Need to Know

On June 30, 2020, new rules took effect that are designed to help retail investors better understand and navigate their relationships with investment professionals and make informed choices about the type of relationship for their needs and circumstances.Image source: Getty ImagesThe new Securities and Exchange Commission (SEC) rules, among other things, enhance the standard of conduct broker-dealers must provide to their retail customers and require broker-dealers and SEC-registered investment advisors (RIAs) to provide a new relationship summary — Form CRS — to retail investors. Here is what you need to know.Continue reading
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